Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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A & B Financial Ltd
FRN 726136
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
- [FCA CF] CASS oversight function (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (12 Apr 2016 to 30 Sep 2018)
- CF1 Director (12 Apr 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.