Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Elizabeth Christopher
IRN CEC01054
- CF22 Investment Adviser (Trainee) (22 Oct 2002 to 10 Jan 2003)
Catherine Elizabeth Fitt
IRN CEF00013
- CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
Catherine Jean Stafford
IRN CJS00135
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Mar 2003)
Catherine Lucy Griffiths
IRN CLG01072
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2023)
- CF10a CASS Oversight function (12 Feb 2018 to 8 Dec 2019)
Catherine MacIver
IRN CXM00101
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
Catherine Rosemary Reid Vine-Lott
IRN CRA01019
- CF8 Apportionment and Oversight (1 Aug 2006 to 28 Jan 2009)
- CF1 Director (1 Aug 2006 to 28 Jan 2009)
Catherine Teresa Garbutt
IRN CTG00008
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
Cecil William Beattie Johnston
IRN CXJ00029
- CF1 Director (AR) (24 Sep 2004 to 31 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2001)
Chad Rakvin
IRN CXR01728
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Charles Burnett
IRN CXB01595
- CF1 Director (AR) (9 Mar 2005 to 19 Jul 2006)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.