Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martina Dawn Kay
IRN MXK80197
- (3053)[FCA CF] Material risk taker (18 Jan 2023 to 20 Feb 2024)
- (3052)SMF18 Other Overall Responsibility (6 Nov 2020 to 23 Jan 2025)
Martyn Lewis
IRN MXL00070
- (501)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Martyn Stephen Coss
IRN MSC00001
- (1297)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Helen Shakespeare
IRN MHS00012
- (291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Pemberton
IRN MXP00036
- (1329)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Masoud Mowla
IRN MXM00159
- (2737)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2738)CF1 Director (AR) (1 Dec 2001 to 14 Apr 2004)
Massimo Luigi Stanzione
IRN MXS00028
- (2851)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Mathew Thomas Davies
IRN MTD01034
- (896)CF21 Investment Adviser (29 Oct 2007 to 29 Oct 2007)
- (895)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Aug 2007)
Mathew Webb
IRN MJW01364
- (2181)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Matt Jarvis
IRN MXJ00137
- (2618)[FCA CF] Material risk taker (30 Mar 2021 to 12 May 2021)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (45)SMF16 Compliance Oversight
2 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (40)[FCA CF] Material risk taker
2 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (38)[FCA CF] Significant management
2 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.