Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anne MacLeod Grant
IRN AMG00041
- (1545)CF4 Partner (AR) (1 Dec 2001 to 24 Sep 2004)
Anne Marie Crawford
IRN AMC00049
- (1459)CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Anne Michelle Blight
IRN AML00031
- (1612)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)
Anne Patricia Noon
IRN APN00015
- (1647)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jan 2002)
Anne Wigley
IRN AXG00029
- (704)CF21 Investment Adviser (14 May 2004 to 29 Oct 2007)
- (703)CF22 Investment Adviser (Trainee) (5 Aug 2003 to 14 May 2004)
Annette Lezlie Parnell
IRN ALP01045
- (945)CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
Annette Lynne Jones
IRN ALJ00006
- (2453)CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2002)
Anthony Austin Mc Cormick
IRN AAM00021
- (2470)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Anthony Bean
IRN AJB00155
- (2066)CF21 Investment Adviser (22 Feb 2005 to 29 Oct 2007)
- (2065)CF22 Investment Adviser (Trainee) (12 Aug 2003 to 22 Feb 2005)
Anthony Curley
IRN AXC00146
- (2393)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Holmes Residential (Luton) (no longer appointed)
FRN 157233 · Appointed 16 Aug 1993 · Until 1 Dec 2001
HJD Insurance & Financial Services (no longer appointed)
FRN 163997 · Appointed 10 Aug 1993 · Until 1 Dec 2001
Coversure Insurance Services (no longer appointed)
FRN 175366 · Appointed 7 Aug 1993 · Until 1 Dec 2001
Chandlers Estate Agents Limited (no longer appointed)
FRN 200822 · Appointed 6 Aug 1993 · Until 1 Dec 2001
Saxford Management Services (no longer appointed)
FRN 201094 · Appointed 1 Aug 1993 · Until 1 Dec 2001
Mortgage Planning Services (no longer appointed)
FRN 165109 · Appointed 1 Aug 1993 · Until 24 Jun 2002
Collerton (no longer appointed)
FRN 185049 · Appointed 1 Aug 1993 · Until 13 Dec 2006
Hobdens Estate Agents (no longer appointed)
FRN 183869 · Appointed 1 Aug 1993 · Until 23 Feb 2004
Carl Puran (no longer appointed)
FRN 165112 · Appointed 1 Aug 1993 · Until 6 Aug 2004
Hunters Financial Services (no longer appointed)
FRN 164500 · Appointed 19 Jul 1993 · Until 28 Jan 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (45)SMF16 Compliance Oversight
14 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (40)[FCA CF] Material risk taker
14 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (38)[FCA CF] Significant management
14 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.