Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Willmont
IRN ARW00010
- (2583)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Alan Ronald Dunn
IRN ARD00012
- (1086)CF21 Investment Adviser (6 Dec 2002 to 13 Oct 2003)
- (1085)CF22 Investment Adviser (Trainee) (15 May 2002 to 6 Dec 2002)
Alan Saunders
IRN AXS00177
- (229)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- (230)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Alan Stone
IRN AXS00141
- (95)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan Thein
IRN AXT01137
- (1289)CF30 Customer (6 Nov 2007 to 2 Jun 2014)
Alan William Johnson
IRN AWJ00005
- (336)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Alan Wilson Scott
IRN AXS00028
- (688)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Alastair Robert Brown
IRN ARB00052
- (150)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Alex McNeill
IRN AXM01866
- (856)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Alex Yazdani
IRN HAY00001
- (1764)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1765)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

1st Choice (no longer appointed)
FRN 175493 · Appointed 16 Sep 1993 · Until 30 Apr 2004
Carlton Mortgage & Insurance Services (no longer appointed)
FRN 164394 · Appointed 14 Sep 1993 · Until 1 Dec 2001
Parkers Estate Agents (no longer appointed)
FRN 176627 · Appointed 6 Sep 1993 · Until 9 Jul 2002
Maurice Lee Financial Services (no longer appointed)
FRN 158178 · Appointed 2 Sep 1993 · Until 4 Apr 2004
Winkworth Surveyors & Winkworth (no longer appointed)
FRN 175980 · Appointed 1 Sep 1993 · Until 1 Dec 2001
Carters (no longer appointed)
FRN 176816 · Appointed 1 Sep 1993 · Until 9 Feb 2004
Carters Estate Agents Ltd (no longer appointed)
FRN 179536 · Appointed 1 Sep 1993 · Until 15 Dec 2005
Robinson Powell & Jackson (no longer appointed)
FRN 175789 · Appointed 1 Sep 1993 · Until 21 Aug 2002
Brien Firmin Independent Estate Agents (no longer appointed)
FRN 164561 · Appointed 1 Sep 1993 · Until 1 Sep 2003
Mohammad Sharif (no longer appointed)
FRN 178274 · Appointed 1 Sep 1993 · Until 25 Nov 2004

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (45)SMF16 Compliance Oversight
1 hour ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (40)[FCA CF] Material risk taker
1 hour ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (38)[FCA CF] Significant management
1 hour ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.