Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Francis Kooi Seng Chua
IRN FKC01007
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Francis Richard Meadows
IRN FRM00002
- CF4 Partner (AR) (14 Jul 2005 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2007)
Francis Roger Dixon
IRN FRD00001
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Francis William Smith
IRN FWS00003
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
Frank Andrew Booth
IRN FAB01017
- CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
Frank McCormick Kiernan
IRN FMK00002
- CF1 Director (AR) (23 Jul 2002 to 8 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- CF4 Partner (AR) (1 Dec 2001 to 23 Jul 2002)
Frank Tunstall
IRN FAT00003
- CF30 Customer (1 Nov 2007 to 6 Jan 2008)
- CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
Frederick Sydney Stuart Thomas
IRN FST00002
- CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
Gaetano Francesco Moliterno
IRN GFM01034
- CF1 Director (AR) (27 Oct 2004 to 29 Oct 2007)
Gaetano Moliterno
IRN GXM00134
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004
Just Mortgages (South East) Ltd (no longer appointed)
FRN 214251 · Appointed 26 Mar 2003 · Until 9 Feb 2005
Robinson Whitefield & Jackson Ltd (no longer appointed)
FRN 220932 · Appointed 26 Mar 2003 · Until 19 Aug 2004
JC & G Coombes Ltd (no longer appointed)
FRN 208757 · Appointed 26 Mar 2003 · Until 28 May 2004
I2I Financial Planning Group Ltd (no longer appointed)
FRN 211688 · Appointed 26 Mar 2003 · Until 28 Oct 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 26 Mar 2003 · Until 14 Feb 2005
Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
Robinson Mathias & Jackson (no longer appointed)
FRN 212935 · Appointed 26 Mar 2003 · Until 8 Feb 2005
Dudley Financial Services Ltd (no longer appointed)
FRN 208759 · Appointed 26 Mar 2003 · Until 4 Apr 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.