Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Benjamin John Middleton
IRN BJT00015
- (1943)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
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Benjamin Laurence Sims
IRN BLS01010
- (1318)CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- (1317)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
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Benjamin William Packham
IRN BWP01016
- (289)CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Oct 2007)
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Bernadine Ann Burnell
IRN BAB01089
- (1891)CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
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Bernard John Ray
IRN BJR00009
- (510)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
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Bernard Joseph O'Hara
IRN BJO00008
- (540)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
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Bernard Kevin Gerard McElhinney
IRN BKM00002
- (989)CF22 Investment Adviser (Trainee) (24 May 2006 to 29 Oct 2007)
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Bernard Lewis Wright
IRN BLW01010
- (1163)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
- (1164)CF1 Director (AR) (1 Dec 2001 to 11 Oct 2004)
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Bernard Oliver Hornby
IRN BOH00001
- (335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Bernice Lilian Byrne
IRN BLB00003
- (1702)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Paul Davey & Co (Nottingham) Limited (no longer appointed)
FRN 178077 · Appointed 17 Jun 1994 · Until 1 May 2003
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JW Wood (Estate Agents) Ltd (no longer appointed)
FRN 175986 · Appointed 8 Jun 1994 · Until 20 Jan 2005
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Kirkham Hulse Financial Consultants (no longer appointed)
FRN 175960 · Appointed 1 Jun 1994 · Until 9 Jan 2004
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Whitegates Estate Agency (no longer appointed)
FRN 176665 · Appointed 24 May 1994 · Until 29 Apr 2003
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Whitegates Estate Agents (no longer appointed)
FRN 176663 · Appointed 23 May 1994 · Until 29 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee