Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Benjamin John Middleton
IRN BJT00015
- (1943)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Benjamin Laurence Sims
IRN BLS01010
- (1318)CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- (1317)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
Benjamin William Packham
IRN BWP01016
- (289)CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Oct 2007)
Bernadine Ann Burnell
IRN BAB01089
- (1891)CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
Bernard John Ray
IRN BJR00009
- (510)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
Bernard Joseph O'Hara
IRN BJO00008
- (540)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Bernard Kevin Gerard McElhinney
IRN BKM00002
- (989)CF22 Investment Adviser (Trainee) (24 May 2006 to 29 Oct 2007)
Bernard Lewis Wright
IRN BLW01010
- (1163)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
- (1164)CF1 Director (AR) (1 Dec 2001 to 11 Oct 2004)
Bernard Oliver Hornby
IRN BOH00001
- (335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Bernice Lilian Byrne
IRN BLB00003
- (1702)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

Kirton Ltd (no longer appointed)
FRN 200887 · Appointed 1 Nov 1994 · Until 11 Jan 2002
Robinson Griffiths & Jackson (no longer appointed)
FRN 178270 · Appointed 1 Nov 1994 · Until 30 Oct 2002
Margo's (no longer appointed)
FRN 176101 · Appointed 1 Nov 1994 · Until 7 Apr 2003
Century 21 Swale Properties (no longer appointed)
FRN 200791 · Appointed 1 Nov 1994 · Until 21 Aug 2002
Civic the Mortgage Centre (no longer appointed)
FRN 157108 · Appointed 28 Oct 1994 · Until 1 Dec 2001
Century 21 Ferris & Williams (no longer appointed)
FRN 156565 · Appointed 26 Oct 1994 · Until 1 Dec 2001
Academy Insurance Services (no longer appointed)
FRN 182580 · Appointed 17 Oct 1994 · Until 1 Dec 2001
White Horse Estates (no longer appointed)
FRN 176771 · Appointed 3 Oct 1994 · Until 15 Oct 2002
R Martin & Company (no longer appointed)
FRN 175439 · Appointed 1 Oct 1994 · Until 10 Jul 2003
Simmons and Lawrence (no longer appointed)
FRN 175972 · Appointed 26 Sep 1994 · Until 28 May 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.