Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Patrick John Hemsted
IRN APH00026
- (362)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (361)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
Andrew Patrick Mullan
IRN APM01117
- (656)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
Andrew Paul Brook
IRN APB00038
- (2457)CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
Andrew Rawcliffe
IRN AXR00030
- (2995)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Andrew Richard Wright
IRN ARW01150
- (2152)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
Andrew Robert Hobbs
IRN ARH00020
- (2491)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
Andrew Robert Moorhouse
IRN ARM00051
- (1539)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Andrew Rook
IRN AXR00091
- (3001)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
- (3002)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2002)
Andrew Roy Mackay
IRN AXM00233
- (2086)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Andrew Stuart McKinnon
IRN ASM01060
- (1282)CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- (1283)CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
- (1284)CF1 Director (1 Dec 2001 to 10 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents (no longer appointed)
FRN 176667 · Appointed 1 Jan 1995 · Until 29 Apr 2003
Choicemortgages UK Ltd (no longer appointed)
FRN 176692 · Appointed 1 Jan 1995 · Until 22 Jun 2004
Darwoods Residential Lettings (no longer appointed)
FRN 179551 · Appointed 1 Jan 1995 · Until 1 Dec 2001
Jacksons Independent Estate Agents Ltd (no longer appointed)
FRN 192841 · Appointed 1 Jan 1995 · Until 18 Sep 2003
Waterfields Estate Agents (no longer appointed)
FRN 201188 · Appointed 5 Dec 1994 · Until 22 Mar 2002
Robinson Michael & Jackson (no longer appointed)
FRN 178268 · Appointed 1 Dec 1994 · Until 30 Oct 2002
Cambridge Insurance Consultants (no longer appointed)
FRN 135631 · Appointed 1 Dec 1994 · Until 1 Dec 2001
Guardian Residential Lettings (no longer appointed)
FRN 201053 · Appointed 1 Dec 1994 · Until 19 Dec 2001
Newquay Property Centre (no longer appointed)
FRN 178153 · Appointed 29 Nov 1994 · Until 9 Jan 2002
Clarke West Financial Services (no longer appointed)
FRN 176592 · Appointed 25 Nov 1994 · Until 2 Nov 2004

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (45)SMF16 Compliance Oversight
1 hour ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (40)[FCA CF] Material risk taker
1 hour ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (38)[FCA CF] Significant management
1 hour ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.