Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Wright
IRN PXW00129
- (2879)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Sep 2002)
Penelope Ann Langley
IRN PAL00054
- (1451)CF4 Partner (AR) (1 Dec 2001 to 24 Sep 2002)
Penny Catherine Smith
IRN PCS00012
- (2126)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Peter Alexander Ball
IRN PAB00105
- (1361)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Peter Allen
IRN PXA01230
- (2936)CF22 Investment Adviser (Trainee) (22 Jan 2004 to 19 May 2004)
Peter Anthony Clapton
IRN PAC00053
- (204)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Peter Anthony Conetta
IRN PAC00051
- (1560)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2006)
Peter Anthony Mitchell
IRN PAM00025
- (1340)CF21 Investment Adviser (8 Jul 2002 to 29 Oct 2007)
- (1339)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
Peter Charles Boorn
IRN PCB01079
- (967)CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)
Peter Charles Burgess
IRN PCB00027
- (2727)CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (45)SMF16 Compliance Oversight
6 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 days ago
controlled function added: (40)[FCA CF] Material risk taker
6 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (38)[FCA CF] Significant management
6 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.