Peter Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dyer & Co Wealth Management Ltd
FRN 591192
- (4)Employed By (since 18 Aug 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 27 Jan 2009)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 19 May 2004)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 19 May 2004)
Key Financial Services (Midlands) Ltd (no longer approved here)
FRN 194318
- (3)Employed By (22 Jan 2004 to 19 May 2004)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function added: (3)Employed By at Key Financial Services (Midlands) Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.