Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Louise Ann Degg
IRN LAA00001
- (2581)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Louise Campbell
IRN LXC00035
- (491)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Louise Michelle Childs
IRN LMC00029
- (1343)CF22 Investment Adviser (Trainee) (11 Aug 2005 to 29 Oct 2007)
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Louise Michelle Phipps
IRN LXP01184
- (2953)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2952)CF22 Investment Adviser (Trainee) (3 Jun 2005 to 24 Mar 2006)
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Louise Norma Laura Walker
IRN LNW00001
- (1632)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
- (1633)CF4 Partner (AR) (1 Dec 2001 to 30 Jun 2004)
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Lucie Margaret Deveril Garstang
IRN LMG00003
- (819)CF21 Investment Adviser (8 Aug 2003 to 29 Oct 2007)
- (818)CF22 Investment Adviser (Trainee) (17 Dec 2002 to 8 Aug 2003)
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Lucy Anne Keddie
IRN LAH00016
- (2467)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
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Lynne Anne MacLaren
IRN LAM00016
- (372)CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2006)
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Lynne Dolores Gaskell
IRN LDG00003
- (526)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2003)
- (527)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Lynne June Hawthorne
IRN LJR00025
- (2273)CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
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John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
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Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
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Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee