Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katie Elizabeth Biggs
IRN KEB01037
- (793)CF1 Director (AR) (18 Jun 2007 to 29 Oct 2007)
Katie Louise Worgan
IRN KXD29321
- (42)SMF7 Group Entity Senior Manager (since 17 Mar 2025)
Katie Packman
IRN KXP00333
- (7)[FCA CF] CASS oversight function (since 6 Apr 2023)
Keith Alan Jones
IRN KXJ00046
- (2246)CF21 Investment Adviser (20 Jan 2003 to 8 Sep 2005)
- (2245)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
Keith Alan Pattinson
IRN KAP00018
- (264)CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)
Keith Anthony Alston
IRN KAA00010
- (215)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Keith Armstrong Beck
IRN KAB00032
- (1576)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Brian
IRN KXB00096
- (1831)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Bruce Miller
IRN KBM00008
- (719)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 30 Jun 2003)
Keith Cecil Pointer
IRN KCP00009
- (2036)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (3103)SMF3 Executive Director
13 hours ago
controlled function added: (3102)SMF18 Other Overall Responsibility
13 hours ago
controlled function added: (3101)CF1 Director (AR)
13 hours ago
controlled function added: (3100)CF22 Investment Adviser (Trainee)
13 hours ago
controlled function added: (3099)CF1 Director (AR)
13 hours ago
controlled function added: (3098)CF22 Investment Adviser (Trainee)
13 hours ago
controlled function added: (3097)CF20 Significant Mgt (Settlements)
13 hours ago
controlled function added: (3096)CF21 Investment Adviser
13 hours ago
controlled function added: (3095)CF1 Director (AR)
13 hours ago
controlled function added: (3094)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.