Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Martin Weaver
IRN NMW00010
- (2497)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
- (2496)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Neil Perry
IRN NXP06777
- (3090)[FCA CF] Material risk taker (1 Apr 2020 to 30 Jul 2020)
- (3091)[FCA CF] Significant management (1 Apr 2020 to 30 Jul 2020)
Neil Richard Dixon
IRN NRD00006
- (988)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Neil Stanley Harrison
IRN NSH00007
- (806)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (804)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
- (805)CF4 Partner (AR) (1 Dec 2001 to 19 Nov 2004)
Neil Thomas Lamplough
IRN NTL00001
- (81)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
Neville Robert Baker
IRN NRB00008
- (580)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
- (581)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Feb 2004)
Nicholas Andrew Rhodes
IRN NAR01037
- (952)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicholas Charles Bamber
IRN NCB01042
- (2220)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Nicholas Charles James
IRN NCJ00002
- (140)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Nicholas David Lake
IRN NDL00006
- (615)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.