Nicholas Andrew Rhodes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The New Homes Group Limited (no longer approved here)
FRN 159296
- (1)Employed By (1 Apr 2008 to 22 Apr 2019)
Connells Limited (no longer approved here)
FRN 302221
- CF1 Director (AR) (1 Apr 2008 to 22 Apr 2019)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (31 Oct 2004 to 20 Aug 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (1)Employed By at The New Homes Group Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.