Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan James Ward
IRN AJW01274
- (1050)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Alan Keith Pirie
IRN AKP00009
- (2474)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2475)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Alan Kenneth Cole
IRN AKC00004
- (348)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
Alan Kirkham
IRN AXK00041
- (423)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
Alan Lazenby
IRN AXL00095
- (2950)CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
- (2949)CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)
Alan Lea
IRN AXL00076
- (600)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
- (601)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Michael Arthan
IRN AMA00003
- (1240)CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Alan Michael Shepherd
IRN AMS00055
- (2999)CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
Alan Patrick Batt
IRN APB00033
- (436)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Alan Randall Maguinness
IRN ARM00030
- (1161)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agency (no longer appointed)
FRN 200816 · Appointed 4 Jan 1993 · Until 1 Dec 2001
Christopher Marks (no longer appointed)
FRN 175183 · Appointed 4 Jan 1993 · Until 16 Jul 2002
Spire Estates & Financial Services (no longer appointed)
FRN 157358 · Appointed 2 Jan 1993 · Until 11 Nov 2004
Personal Investment Planning (no longer appointed)
FRN 159130 · Appointed 1 Jan 1993 · Until 11 Oct 2006
Wharmton Estates (no longer appointed)
FRN 176343 · Appointed 1 Jan 1993 · Until 1 Dec 2001
Clive James (Investments) Ltd (no longer appointed)
FRN 163855 · Appointed 1 Jan 1993 · Until 1 Sep 2003
Calvert & Co. Property, Sales & Letting (no longer appointed)
FRN 175851 · Appointed 1 Jan 1993 · Until 1 Dec 2001
W J Meade LLP (no longer appointed)
FRN 162442 · Appointed 26 Dec 1992 · Until 1 Dec 2001
Keith Ian Buntingford (no longer appointed)
FRN 160815 · Appointed 21 Dec 1992 · Until 5 Feb 2002
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 14 Dec 1992 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3103)SMF3 Executive Director
14 hours ago
controlled function added: (3102)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (3101)CF1 Director (AR)
14 hours ago
controlled function added: (3100)CF22 Investment Adviser (Trainee)
14 hours ago
controlled function added: (3099)CF1 Director (AR)
14 hours ago
controlled function added: (3098)CF22 Investment Adviser (Trainee)
14 hours ago
controlled function added: (3097)CF20 Significant Mgt (Settlements)
14 hours ago
controlled function added: (3096)CF21 Investment Adviser
14 hours ago
controlled function added: (3095)CF1 Director (AR)
14 hours ago
controlled function added: (3094)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.