Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John William Roe
IRN JWR01077
- (2215)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
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John William Stewart Marles
IRN JWM00020
- (2499)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
- (2500)CF7 Sole Trader (AR) (1 Dec 2001 to 18 Feb 2005)
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John William Yorke Adlam
IRN JWA01050
- (511)CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
- (512)CF15 Internal Audit (7 Sep 2007 to 31 Oct 2007)
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John Woffinden
IRN JXW00149
- (503)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
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Jolyon Hamilton Hart Frankis
IRN JHF00012
- (322)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
- (321)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
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Jonathan Bloomfield
IRN JXB00033
- (2711)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
- (2712)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jan 2002)
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Jonathan Cole
IRN JXC78357
- (23)SMF7 Group Entity Senior Manager (since 2 Jan 2024)
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Jonathan Colwell Batten
IRN JCB01184
- (957)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
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Jonathan David Bamford
IRN JDB00043
- (2292)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
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Jonathan David Leslie Evans
IRN JDE00009
- (1551)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
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John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
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Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
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Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
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Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
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A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3103)SMF3 Executive Director
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controlled function added: (3102)SMF18 Other Overall Responsibility
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controlled function added: (3101)CF1 Director (AR)
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controlled function added: (3100)CF22 Investment Adviser (Trainee)
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controlled function added: (3099)CF1 Director (AR)
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controlled function added: (3098)CF22 Investment Adviser (Trainee)
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controlled function added: (3097)CF20 Significant Mgt (Settlements)
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controlled function added: (3096)CF21 Investment Adviser
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controlled function added: (3095)CF1 Director (AR)
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controlled function added: (3094)CF21 Investment Adviser