Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brian David Maxwell Collinson
IRN BDC00007
- (727)CF1 Director (AR) (1 Dec 2001 to 12 Feb 2002)
Brian David Myatt
IRN BDM00004
- (1651)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Brian Davidson Henry
IRN BDH00015
- (992)CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Brian Fawcett
IRN BXF00011
- (987)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Brian Gordon Lewis
IRN BGL00001
- (1710)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jul 2002)
Brian Hickman
IRN BXH00058
- (1586)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Brian Jackson
IRN BXJ00022
- (585)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Brian James Marsh
IRN BJM00003
- (557)CF22 Investment Adviser (Trainee) (29 Apr 2005 to 21 Sep 2005)
Brian John McCulley
IRN BJM00032
- (2398)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
Brian John Spellar
IRN BJS01098
- (2025)CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2004)
- (2026)CF4 Partner (AR) (1 Dec 2001 to 15 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Bakers Estate Agents (no longer appointed)
FRN 186989 · Appointed 16 Sep 1996 · Until 24 Dec 2001
Shires Financial Management (no longer appointed)
FRN 181242 · Appointed 9 Sep 1996 · Until 8 Aug 2003
Mike Reeves Financial Services (no longer appointed)
FRN 200972 · Appointed 1 Sep 1996 · Until 1 Dec 2001
David Rafferty & Co Financial Services (no longer appointed)
FRN 176615 · Appointed 19 Aug 1996 · Until 28 Sep 2004
Wisemove (no longer appointed)
FRN 182576 · Appointed 19 Aug 1996 · Until 1 Dec 2001
Max Carter Insurance Services (no longer appointed)
FRN 200973 · Appointed 1 Aug 1996 · Until 1 Dec 2001
Alexander Consulting (no longer appointed)
FRN 200971 · Appointed 1 Aug 1996 · Until 6 Feb 2003
Dernier Properties Limited (no longer appointed)
FRN 181974 · Appointed 1 Aug 1996 · Until 1 May 2003
Alan Cooper Financial Services (no longer appointed)
FRN 180790 · Appointed 1 Aug 1996 · Until 22 Mar 2002
Parkers (no longer appointed)
FRN 200975 · Appointed 22 Jul 1996 · Until 14 Apr 2003

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (3113)CF1 Director (AR)
10 hours ago
controlled function added: (3112)CF21 Investment Adviser
10 hours ago
controlled function added: (3111)CF30 Customer
10 hours ago
controlled function added: (3110)CF21 Investment Adviser
10 hours ago
controlled function added: (3109)CF21 Investment Adviser
10 hours ago
controlled function added: (3108)[FCA CF] Significant management
10 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
10 hours ago
controlled function added: (3105)CF29 Significant management
10 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.