Brian James Marsh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- CF21 Investment Adviser (26 Sep 2005 to 8 Dec 2006)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (29 Apr 2005 to 21 Sep 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (29 Apr 2005 to 21 Sep 2005)
Highcliffe Financial Management Limited (no longer approved here)
FRN 114782
- (2)Employed By (9 Feb 2004 to 14 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.