Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Louise Gent
IRN HLG00007
- (1843)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
- (1844)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Helen Mary Browning
IRN HML01025
- (1122)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (1121)CF22 Investment Adviser (Trainee) (13 May 2002 to 22 Aug 2006)
Helen Mary Martin
IRN HMM01060
- (2859)CF1 Director (AR) (1 Dec 2001 to 19 Apr 2005)
Helena Louise Morrissey
IRN HLM01020
- (3059)CF1 Director (4 Jul 2017 to 18 Oct 2019)
Helene Banfield
IRN HXB01168
- (3080)CF4 Partner (AR) (21 Oct 2003 to 22 Nov 2004)
Henry David Rafferty
IRN HDR00009
- (2864)CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
Henry Eric Boyce
IRN HEB00008
- (1801)CF1 Director (AR) (6 Sep 2004 to 9 Jul 2009)
- (1799)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1800)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
Henry Irving
IRN HXI00007
- (2408)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
Hilary Ann Penfold
IRN HAP00006
- (1591)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Hillary Edward Powell
IRN HEP00003
- (541)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

NP Estates (no longer appointed)
FRN 201570 · Appointed 20 Jan 2000 · Until 21 Apr 2004
Principal Estate Agents Limited (no longer appointed)
FRN 201567 · Appointed 19 Jan 2000 · Until 16 Oct 2002
Penny's Estate Agents Ltd (no longer appointed)
FRN 201566 · Appointed 18 Jan 2000 · Until 31 Oct 2002
Holmes Pearman Partnership (no longer appointed)
FRN 194379 · Appointed 12 Jan 2000 · Until 19 Dec 2001
Mortgage Mania (no longer appointed)
FRN 201554 · Appointed 2 Jan 2000 · Until 7 Jun 2002
Putterill's of Hertfordshire (no longer appointed)
FRN 201578 · Appointed 1 Jan 2000 · Until 17 May 2002
Langhams (no longer appointed)
FRN 201574 · Appointed 1 Jan 2000 · Until 16 Apr 2004
Gary Brassett Financial Advisor (no longer appointed)
FRN 201550 · Appointed 29 Dec 1999 · Until 23 Aug 2002
Ron Greig Ltd (no longer appointed)
FRN 201547 · Appointed 21 Dec 1999 · Until 19 Dec 2001
Euro Construction Corporation Limited (no longer appointed)
FRN 201531 · Appointed 15 Dec 1999 · Until 25 Sep 2002

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3113)CF1 Director (AR)
2 days ago
controlled function added: (3112)CF21 Investment Adviser
2 days ago
controlled function added: (3111)CF30 Customer
2 days ago
controlled function added: (3110)CF21 Investment Adviser
2 days ago
controlled function added: (3109)CF21 Investment Adviser
2 days ago
controlled function added: (3108)[FCA CF] Significant management
2 days ago
controlled function added: (3107)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (3106)[FCA CF] Material risk taker
2 days ago
controlled function added: (3105)CF29 Significant management
2 days ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.