Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gary John Needham
IRN GJN00008
- (83)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
- (84)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- (85)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Mar 2004)
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Gary John O'Keeffe
IRN GJO00007
- (1071)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Gary John Pennington
IRN GJP00031
- (202)CF22 Investment Adviser (Trainee) (19 May 2005 to 19 Jul 2005)
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Gary Jones
IRN GXJ00031
- (513)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
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Gary Kenneth Calladine
IRN GKC00005
- (413)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
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Gary Little
IRN GXL00070
- (2295)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
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Gary Maddison
IRN GXM00133
- (1028)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1027)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 2 Apr 2003)
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Gary Patrick O'Connor
IRN GPO00007
- (397)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
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Gary Steven Lepage Keefe
IRN GSL00007
- (2426)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
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Gary Thomas Paul
IRN GTP00006
- (2197)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Principal Estate Agents Limited (no longer appointed)
FRN 201567 · Appointed 19 Jan 2000 · Until 16 Oct 2002
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Penny's Estate Agents Ltd (no longer appointed)
FRN 201566 · Appointed 18 Jan 2000 · Until 31 Oct 2002
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Holmes Pearman Partnership (no longer appointed)
FRN 194379 · Appointed 12 Jan 2000 · Until 19 Dec 2001
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Putterill's of Hertfordshire (no longer appointed)
FRN 201578 · Appointed 1 Jan 2000 · Until 17 May 2002
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Gary Brassett Financial Advisor (no longer appointed)
FRN 201550 · Appointed 29 Dec 1999 · Until 23 Aug 2002
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Euro Construction Corporation Limited (no longer appointed)
FRN 201531 · Appointed 15 Dec 1999 · Until 25 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3113)CF1 Director (AR)
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controlled function added: (3112)CF21 Investment Adviser
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controlled function added: (3111)CF30 Customer
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controlled function added: (3110)CF21 Investment Adviser
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controlled function added: (3109)CF21 Investment Adviser
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controlled function added: (3108)[FCA CF] Significant management
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controlled function added: (3107)[FCA CF] Manager of certification employee
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controlled function added: (3106)[FCA CF] Material risk taker
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controlled function added: (3105)CF29 Significant management
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controlled function added: (3104)SMF1 Chief Executive