Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Noel Stephen Bannister
IRN NSB00028
- (1431)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
-
Norman Alexander MacLennan
IRN NAM00010
- (2921)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
- (2922)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
-
Norman Blair Lord
IRN NBL00002
- (1644)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
-
Norman Garland McLeod
IRN NGM00011
- (1747)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
- (1746)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
-
Orazio Antonio D'Uva
IRN OAD00001
- (2571)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
-
Otis John Mason
IRN OJM01006
- (665)CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)
-
Owen Barry Knox
IRN OBK00001
- (196)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
-
Owen Charles Edmonds
IRN OCE01000
- (1056)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (1055)CF22 Investment Adviser (Trainee) (17 Feb 2006 to 22 Aug 2006)
-
Owen Jonathon Sharp
IRN OJS01018
- (3111)CF30 Customer (19 Mar 2009 to 2 Aug 2009)
-
Owen Kevin Wilcox
IRN OKW00001
- (52)CF4 Partner (AR) (1 Dec 2001 to 1 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
-
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
-
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
-
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
-
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
-
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
-
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (3113)CF1 Director (AR)
-
controlled function added: (3112)CF21 Investment Adviser
-
controlled function added: (3111)CF30 Customer
-
controlled function added: (3110)CF21 Investment Adviser
-
controlled function added: (3109)CF21 Investment Adviser
-
controlled function added: (3108)[FCA CF] Significant management
-
controlled function added: (3107)[FCA CF] Manager of certification employee
-
controlled function added: (3106)[FCA CF] Material risk taker
-
controlled function added: (3105)CF29 Significant management
-
controlled function added: (3104)SMF1 Chief Executive