Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martina Dawn Kay
IRN MXK80197
- (3053)[FCA CF] Material risk taker (18 Jan 2023 to 20 Feb 2024)
- (3052)SMF18 Other Overall Responsibility (6 Nov 2020 to 23 Jan 2025)
Martyn Lewis
IRN MXL00070
- (501)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Martyn Stephen Coss
IRN MSC00001
- (1297)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Helen Shakespeare
IRN MHS00012
- (291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mary Pemberton
IRN MXP00036
- (1329)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Masoud Mowla
IRN MXM00159
- (2737)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2738)CF1 Director (AR) (1 Dec 2001 to 14 Apr 2004)
Massimo Luigi Stanzione
IRN MXS00028
- (2851)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Mathew Thomas Davies
IRN MTD01034
- (896)CF21 Investment Adviser (29 Oct 2007 to 29 Oct 2007)
- (895)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Aug 2007)
Mathew Webb
IRN MJW01364
- (2181)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Matt Jarvis
IRN MXJ00137
- (2618)[FCA CF] Material risk taker (30 Mar 2021 to 12 May 2021)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (3113)CF1 Director (AR)
1 day ago
controlled function added: (3112)CF21 Investment Adviser
1 day ago
controlled function added: (3111)CF30 Customer
1 day ago
controlled function added: (3110)CF21 Investment Adviser
1 day ago
controlled function added: (3109)CF21 Investment Adviser
1 day ago
controlled function added: (3108)[FCA CF] Significant management
1 day ago
controlled function added: (3107)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (3106)[FCA CF] Material risk taker
1 day ago
controlled function added: (3105)CF29 Significant management
1 day ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.