Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katie Elizabeth Biggs
IRN KEB01037
- (793)CF1 Director (AR) (18 Jun 2007 to 29 Oct 2007)
Katie Louise Worgan
IRN KXD29321
- (42)SMF7 Group Entity Senior Manager (since 17 Mar 2025)
Katie Packman
IRN KXP00333
- (7)[FCA CF] CASS oversight function (since 6 Apr 2023)
Keith Alan Jones
IRN KXJ00046
- (2246)CF21 Investment Adviser (20 Jan 2003 to 8 Sep 2005)
- (2245)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
Keith Alan Pattinson
IRN KAP00018
- (264)CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)
Keith Anthony Alston
IRN KAA00010
- (215)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Keith Armstrong Beck
IRN KAB00032
- (1576)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Brian
IRN KXB00096
- (1831)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Bruce Miller
IRN KBM00008
- (719)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 30 Jun 2003)
Keith Cecil Pointer
IRN KCP00009
- (2036)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (3113)CF1 Director (AR)
12 hours ago
controlled function added: (3112)CF21 Investment Adviser
12 hours ago
controlled function added: (3111)CF30 Customer
12 hours ago
controlled function added: (3110)CF21 Investment Adviser
12 hours ago
controlled function added: (3109)CF21 Investment Adviser
12 hours ago
controlled function added: (3108)[FCA CF] Significant management
12 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
12 hours ago
controlled function added: (3105)CF29 Significant management
12 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.