Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Harvey Cohen
IRN HXC00032
- (757)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Harvey Ian Wolff
IRN HIW00001
- (420)CF7 Sole Trader (AR) (12 May 2004 to 26 Feb 2005)
- (419)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Hazel Carter
IRN HCC00004
- (2063)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (2062)CF22 Investment Adviser (Trainee) (8 Aug 2006 to 27 Jul 2007)
Heather Christine Barnes
IRN HCW00003
- (122)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Heather Sandra Berry
IRN HSG00001
- (2442)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Helen Claire Morley
IRN HCM00006
- (555)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- (556)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Helen Connor
IRN HXC00029
- (99)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Helen Elaine Jenkins
IRN HEK00001
- (1019)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Helen Elizabeth Jones
IRN HEJ00003
- (1413)CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
Helen Jane Hamilton
IRN HJE00002
- (1142)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Ian Hunt (no longer appointed)
FRN 207105 · Appointed 23 Oct 2001 · Until 20 Apr 2006
Seldon Limited (no longer appointed)
FRN 207106 · Appointed 23 Oct 2001 · Until 20 Jan 2005
Newton Derry & Moore (no longer appointed)
FRN 207091 · Appointed 13 Sep 2001 · Until 12 Aug 2004
Central Marketing (no longer appointed)
FRN 196796 · Appointed 13 Sep 2001 · Until 11 May 2005
Andrews Reeves Property Services Ltd (no longer appointed)
FRN 196641 · Appointed 11 Sep 2001 · Until 25 Feb 2002
Home-a-Loan Mortgage Consultants Limited (no longer appointed)
FRN 207088 · Appointed 7 Sep 2001 · Until 27 Apr 2006
Nicholas J Taylor (no longer appointed)
FRN 207087 · Appointed 6 Sep 2001 · Until 25 Feb 2004
Dacey Ltd (no longer appointed)
FRN 196617 · Appointed 4 Sep 2001 · Until 18 Sep 2003
Cleeve Independent Estates Agencys (no longer appointed)
FRN 196611 · Appointed 31 Aug 2001 · Until 26 Feb 2002
East Midlands Insurance Services (no longer appointed)
FRN 207086 · Appointed 30 Aug 2001 · Until 13 Dec 2006

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3113)CF1 Director (AR)
14 hours ago
controlled function added: (3112)CF21 Investment Adviser
14 hours ago
controlled function added: (3111)CF30 Customer
14 hours ago
controlled function added: (3110)CF21 Investment Adviser
14 hours ago
controlled function added: (3109)CF21 Investment Adviser
14 hours ago
controlled function added: (3108)[FCA CF] Significant management
14 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3105)CF29 Significant management
14 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.