Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Michael Smith
IRN IMS00013
- (612)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
- (613)CF4 Partner (AR) (1 Dec 2001 to 22 Mar 2005)
Ian Morley
IRN IDM01059
- (1791)CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
Ian Mottram
IRN IXM00059
- (192)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Ian Paul Kemp
IRN IPK00005
- (2679)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Ian Philip Keeling
IRN IPK00004
- (1181)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
Ian Reginald Bush
IRN IRB00006
- (2111)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Ian Richard Chamberlain
IRN IRC00014
- (3025)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Ian Richard Crook
IRN IRC00021
- (158)CF21 Investment Adviser (22 May 2002 to 29 Oct 2007)
- (157)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
Ian Richard Edwards
IRN IRE00007
- (1435)CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
Ian Richard Wilson
IRN IRW01040
- (2866)CF1 Director (AR) (1 Dec 2001 to 1 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (3113)CF1 Director (AR)
7 hours ago
controlled function added: (3112)CF21 Investment Adviser
7 hours ago
controlled function added: (3111)CF30 Customer
7 hours ago
controlled function added: (3110)CF21 Investment Adviser
7 hours ago
controlled function added: (3109)CF21 Investment Adviser
7 hours ago
controlled function added: (3108)[FCA CF] Significant management
7 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
7 hours ago
controlled function added: (3105)CF29 Significant management
7 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.