Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- CF1 Director (AR) (since 11 Jul 2016)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2024)
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Yorkshire Financial Consultancy Limited
FRN 201855
- (1)Employed By (since 11 Jul 2016)
- (5)Employed By (5 Mar 2008 to 19 Jan 2009)
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- CF1 Director (AR) (1 Sep 2011 to 26 Aug 2016)
- CF4 Partner (AR) (15 May 2007 to 17 Nov 2008)
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- CF1 Director (AR) (31 Oct 2004 to 9 Jan 2009)
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- CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
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- CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Yorkshire Financial Consultancy Limited
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controlled function added: (5)Employed By at Yorkshire Financial Consultancy Limited
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controlled function added: (1)Employed By at Yorkshire Financial Consultancy Limited