Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Matthew McGibbon
IRN MXM00155
- (2688)CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)
Matthew Paul Wacogne
IRN MPW00010
- (2978)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Matthew Rees
IRN MLR01055
- (1987)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Matthew Richard Jarman
IRN MRJ00027
- (1470)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Matthew Robert Keen
IRN MRK01039
- (290)CF22 Investment Adviser (Trainee) (23 Nov 2006 to 29 Oct 2007)
Maurice Ernest Robinson
IRN MER00018
- (2274)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Maurice Norwood
IRN MXN00034
- (327)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Maxine Allison Chadaj
IRN MXS00200
- (2696)CF21 Investment Adviser (17 Oct 2005 to 29 Oct 2007)
- (2695)CF22 Investment Adviser (Trainee) (4 Mar 2005 to 17 Oct 2005)
Maxine Clarke
IRN MLC00002
- (1990)CF21 Investment Adviser (30 Dec 2004 to 14 Mar 2005)
Maxine Lorraine Webb
IRN MLW00010
- (1623)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3113)CF1 Director (AR)
2 days ago
controlled function added: (3112)CF21 Investment Adviser
2 days ago
controlled function added: (3111)CF30 Customer
2 days ago
controlled function added: (3110)CF21 Investment Adviser
2 days ago
controlled function added: (3109)CF21 Investment Adviser
2 days ago
controlled function added: (3108)[FCA CF] Significant management
2 days ago
controlled function added: (3107)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (3106)[FCA CF] Material risk taker
2 days ago
controlled function added: (3105)CF29 Significant management
2 days ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.