Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Margaret Rose Halls
IRN MRH00044
- (368)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)
Margaret Sheila Wallace
IRN MSW00036
- (297)CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
Marie Agnes Sheren
IRN MAS01289
- (312)CF22 Investment Adviser (Trainee) (9 May 2005 to 15 Jun 2005)
Marie Anne Bowers
IRN MAB00134
- (756)CF22 Investment Adviser (Trainee) (29 Mar 2007 to 29 Oct 2007)
Marinus Jozef Cornelius Maria Rovers
IRN MJR01359
- (1930)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
Marion Rose Ann Smyth
IRN MRS01169
- (2088)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (2087)CF22 Investment Adviser (Trainee) (16 Jun 2005 to 7 Apr 2006)
Mark Ainsley Fenton
IRN MAF00035
- (2718)CF4 Partner (AR) (25 Feb 2002 to 16 Dec 2002)
- (2717)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Mark Alan Scott
IRN MAS01268
- (2878)CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)
Mark Alston
IRN MXA00131
- (1468)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2005)
Mark Andrew Banak Prodywus
IRN MAP00051
- (2923)CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.