Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Five Star Mortgages Limited
FRN 740002
- (1)Employed By (since 10 Dec 2019)
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New Leaf Distribution Limited
FRN 460421
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 May 2016)
- CF30 Customer (since 24 Dec 2015)
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Positive Advisers Limited
FRN 735502
- (1)Employed By (since 4 Mar 2016)
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- CF1 Director (AR) (27 Feb 2013 to 27 Nov 2015)
- CF30 Customer (27 Feb 2013 to 1 Feb 2016)
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- (2)Employed By (31 Oct 2004 to 2 Nov 2004)
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- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)
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- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 2 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.