Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian George Bailey
IRN IGB00003
- (1464)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Ian Goody
IRN IXG00017
- (3070)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Ian Harold Gill
IRN IXG00004
- (2194)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2006)
Ian Heath Leslie
IRN IHL00002
- (1549)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
Ian James Chaplin
IRN IJC00002
- (339)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Ian James Foster
IRN IJF01015
- (1067)CF22 Investment Adviser (Trainee) (24 Oct 2002 to 24 Oct 2002)
- (1068)CF21 Investment Adviser (24 Oct 2002 to 29 Oct 2007)
Ian John Pygott
IRN IJP00004
- (1858)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
Ian McCarthy
IRN IXM00077
- (2939)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2940)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Ian McGiffen
IRN IXM00078
- (252)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Ian Michael Holmes
IRN IMH00003
- (1168)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Solutions (no longer appointed)
FRN 214167 · Appointed 1 Dec 2001 · Until 21 Mar 2006
Sharman Quinney Financial Services Limited (no longer appointed)
FRN 176792 · Appointed 1 Dec 2001 · Until 19 Aug 2004
The Mortgage Place Limited (no longer appointed)
FRN 187891 · Appointed 1 Dec 2001 · Until 25 Nov 2002
Wright Mortgages (no longer appointed)
FRN 214223 · Appointed 1 Dec 2001 · Until 20 Sep 2002
DD Insurance & Financial Services (no longer appointed)
FRN 162534 · Appointed 1 Dec 2001 · Until 13 Jul 2004
McLeod Ross Financial Advisers (no longer appointed)
FRN 207133 · Appointed 1 Nov 2001 · Until 15 Oct 2004
Preferential Properties Ltd (no longer appointed)
FRN 207132 · Appointed 31 Oct 2001 · Until 10 Apr 2002
P Birch, S Mansfield & I Perry (no longer appointed)
FRN 207115 · Appointed 30 Oct 2001 · Until 1 Dec 2001
North Star Mortgage Services (no longer appointed)
FRN 207112 · Appointed 29 Oct 2001 · Until 26 Feb 2003
Oxford Mortgage House (no longer appointed)
FRN 207111 · Appointed 29 Oct 2001 · Until 2 Apr 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (3123)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (3122)CF1 Director (AR)
14 hours ago
controlled function added: (3121)CF1 Director (AR)
14 hours ago
controlled function added: (3120)CF21 Investment Adviser
14 hours ago
controlled function added: (3119)CF1 Director
14 hours ago
controlled function added: (3118)CF8 Apportionment and Oversight
14 hours ago
controlled function added: (3117)CF20 Significant Mgt (Settlements)
14 hours ago
controlled function added: (3116)CF21 Investment Adviser
14 hours ago
controlled function added: (3115)CF22 Investment Adviser (Trainee)
14 hours ago
controlled function added: (3114)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.