Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Roderick Ashley
IRN JRA00032
- (1349)CF1 Director (AR) (1 Dec 2001 to 14 May 2003)
-
John Roland Blackman
IRN JRB00041
- (1214)CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2001)
-
John Samuel George Baker
IRN JSB01131
- (218)CF16 Significant Mgt (Desgntd Investment Business) (21 Apr 2005 to 28 Jul 2005)
- (217)CF20 Significant Mgt (Settlements) (23 Apr 2004 to 14 Apr 2005)
-
John Scott Douglas Howell
IRN JSH00033
- (586)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
-
John Seddon
IRN JXS00132
- (2456)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2455)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
-
John Somerville
IRN JXS00041
- (1310)CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
- (1309)CF22 Investment Adviser (Trainee) (25 May 2006 to 20 Sep 2006)
-
John St Pierre Slatter
IRN JSS00030
- (1540)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
-
John Stephen Dudley
IRN JSD00008
- (2089)CF22 Investment Adviser (Trainee) (26 Jul 2005 to 16 Jun 2006)
- (2090)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
-
John Steven Brooks
IRN JSB01117
- (3098)CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
- (3099)CF1 Director (AR) (2 Jun 2006 to 3 Jul 2006)
-
John Stone Dixon
IRN JSD00004
- (148)CF21 Investment Adviser (2 Sep 2004 to 15 Feb 2006)
- (149)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Feb 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
-
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
-
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
-
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
-
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
-
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
-
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (3123)SMF7 Group Entity Senior Manager
-
controlled function added: (3122)CF1 Director (AR)
-
controlled function added: (3121)CF1 Director (AR)
-
controlled function added: (3120)CF21 Investment Adviser
-
controlled function added: (3119)CF1 Director
-
controlled function added: (3118)CF8 Apportionment and Oversight
-
controlled function added: (3117)CF20 Significant Mgt (Settlements)
-
controlled function added: (3116)CF21 Investment Adviser
-
controlled function added: (3115)CF22 Investment Adviser (Trainee)
-
controlled function added: (3114)CF21 Investment Adviser