Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Thomas Martin
IRN JTM00012
- (1669)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2004)
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John Thompson
IRN JXT00077
- (80)CF1 Director (AR) (2 Jan 2003 to 4 Jun 2003)
- (78)CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
- (79)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jan 2003)
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John Thomson Bache
IRN JTB00013
- (2391)CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
- (2392)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
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John Victor Whetton
IRN JVW00008
- (323)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
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John Vincent Beirne
IRN JVB00008
- (2694)CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
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John WHERTON
IRN JMW01287
- (1907)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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John Walker
IRN JXW00133
- (466)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
- (467)CF1 Director (AR) (1 Dec 2001 to 26 Feb 2003)
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John Walker
IRN JXW00159
- (2660)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
- (2661)CF4 Partner (AR) (1 Dec 2001 to 26 Feb 2002)
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John William Penn
IRN JWP00011
- (2319)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (2320)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
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John William Rickell
IRN JWR00021
- (296)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- (295)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Peter Lewis Associates (Mortgages) Ltd (no longer appointed)
FRN 221565 · Appointed 24 Dec 2002 · Until 14 Apr 2005
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Underwoods Estate Agents Ltd (no longer appointed)
FRN 221345 · Appointed 12 Dec 2002 · Until 20 Jan 2005
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First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 29 Nov 2002 · Until 4 Feb 2005
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Bank of Cyprus Financial Services Limited (no longer appointed)
FRN 220966 · Appointed 29 Nov 2002 · Until 28 Oct 2007
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Life's Financial Decisions Limited (no longer appointed)
FRN 208801 · Appointed 25 Nov 2002 · Until 28 Oct 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3123)SMF7 Group Entity Senior Manager
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controlled function added: (3122)CF1 Director (AR)
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controlled function added: (3121)CF1 Director (AR)
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controlled function added: (3120)CF21 Investment Adviser
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controlled function added: (3119)CF1 Director
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controlled function added: (3118)CF8 Apportionment and Oversight
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controlled function added: (3117)CF20 Significant Mgt (Settlements)
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controlled function added: (3116)CF21 Investment Adviser
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controlled function added: (3115)CF22 Investment Adviser (Trainee)
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controlled function added: (3114)CF21 Investment Adviser