Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Noel Stephen Bannister
IRN NSB00028
- (1431)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Norman Alexander MacLennan
IRN NAM00010
- (2922)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
- (2921)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
Norman Blair Lord
IRN NBL00002
- (1644)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
Norman Garland McLeod
IRN NGM00011
- (1746)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
- (1747)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
Orazio Antonio D'Uva
IRN OAD00001
- (2571)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
Otis John Mason
IRN OJM01006
- (665)CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)
Owen Barry Knox
IRN OBK00001
- (196)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Owen Charles Edmonds
IRN OCE01000
- (1056)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (1055)CF22 Investment Adviser (Trainee) (17 Feb 2006 to 22 Aug 2006)
Owen Jonathon Sharp
IRN OJS01018
- (3111)CF30 Customer (19 Mar 2009 to 2 Aug 2009)
Owen Kevin Wilcox
IRN OKW00001
- (52)CF4 Partner (AR) (1 Dec 2001 to 1 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.