Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dean Phillip Aspinall
IRN DPA00007
- (2300)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Dean Richard Ball
IRN DRB00036
- (2397)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Dean Stewart Scott
IRN DSS00011
- (460)CF22 Investment Adviser (Trainee) (15 Mar 2004 to 19 Mar 2004)
Debbie Jane McFarlane
IRN DJM00134
- (101)CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)
Debbie Matthews
IRN DXM46680
- (2640)[FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
- (2641)[FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
Deborah Ann Shepherd
IRN DAS01211
- (2876)CF1 Director (AR) (11 Oct 2002 to 7 Feb 2005)
Deborah Jane De Mola
IRN DJD00002
- (2592)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2591)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 24 Mar 2006)
Deborah Jane Taylor
IRN DJL00087
- (1498)CF1 Director (AR) (1 Dec 2001 to 25 Nov 2002)
Deborah Jayne Jones
IRN DJJ01079
- (1193)CF4 Partner (AR) (13 Jun 2005 to 29 Oct 2007)
Deborah Lewis
IRN DXL01266
- (841)CF1 Director (AR) (7 Jan 2003 to 23 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

The Robert Wilson Estate Agency (Belfast) (no longer appointed)
FRN 187749 · Appointed 22 Jun 1998 · Until 23 Jul 2003
Mortimers Estate Agents (no longer appointed)
FRN 187838 · Appointed 15 Jun 1998 · Until 15 Aug 2002
Oak Financial Services (no longer appointed)
FRN 187827 · Appointed 12 Jun 1998 · Until 7 Mar 2005
Ross Stewart Estate Agents (no longer appointed)
FRN 186837 · Appointed 10 Jun 1998 · Until 7 Apr 2003
Nicholas Craddock Estate Agents (Hereford) (no longer appointed)
FRN 187741 · Appointed 1 Jun 1998 · Until 12 Aug 2004
Sandy Grant Insurance Services (no longer appointed)
FRN 187118 · Appointed 1 Jun 1998 · Until 24 Sep 2004
Spire Estates (no longer appointed)
FRN 128490 · Appointed 1 Jun 1998 · Until 19 Dec 2003
Mortgage Talk Limited (no longer appointed)
FRN 188099 · Appointed 28 May 1998 · Until 19 Apr 2005
Duchy Estate Agents Ltd (no longer appointed)
FRN 192258 · Appointed 27 May 1998 · Until 6 Aug 2004
Michael Rhodes Romsey (no longer appointed)
FRN 201334 · Appointed 11 May 1998 · Until 25 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.