Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Colin John White
IRN CJW01188
- (1862)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Colin Michael Creed
IRN CMC00030
- (390)CF1 Director (AR) (1 Dec 2001 to 4 Mar 2002)
Colin Michael Hattersley
IRN CMH01105
- (953)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2005)
Colin Michael Walker
IRN CMW00046
- (1382)CF4 Partner (AR) (1 Dec 2001 to 10 Feb 2005)
Colin Peter Booth
IRN CXB00039
- (22)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
Colin Peter Selby
IRN CPS00009
- (1188)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2006)
- (1189)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Colin Richard Fitzgerald
IRN CRF00009
- (385)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (386)CF7 Sole Trader (AR) (1 Dec 2001 to 14 May 2004)
Colin Roy Baldwin
IRN CRB00039
- (2309)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
- (2310)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
Colin Simcock
IRN CXS01495
- (549)CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
- (548)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 13 Mar 2007)
Colin Simpson Wallace
IRN CSW00003
- (3023)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Wareham Financial Services (no longer appointed)
FRN 201273 · Appointed 14 Apr 1999 · Until 1 Dec 2001
Ellis & Co (no longer appointed)
FRN 201266 · Appointed 7 Apr 1999 · Until 23 Mar 2004
Richard Poyntz & Company (no longer appointed)
FRN 201265 · Appointed 1 Apr 1999 · Until 5 Apr 2005
Howard Davies (no longer appointed)
FRN 201251 · Appointed 30 Mar 1999 · Until 20 Apr 2006
CJ Hole Estate Agents (no longer appointed)
FRN 201253 · Appointed 30 Mar 1999 · Until 20 Apr 2006
Adam Kennedy Walthamstow (no longer appointed)
FRN 201252 · Appointed 30 Mar 1999 · Until 23 Nov 2004
Ambergate Mortgage & Finance Services (no longer appointed)
FRN 201243 · Appointed 25 Mar 1999 · Until 1 Dec 2001
Gilbert & Thomas Estate Agents (no longer appointed)
FRN 201239 · Appointed 17 Mar 1999 · Until 19 Apr 2002
BM Douglas Mortgage Services (no longer appointed)
FRN 201238 · Appointed 15 Mar 1999 · Until 12 Aug 2002
Rod Wilcock Financial Services (no longer appointed)
FRN 201245 · Appointed 1 Mar 1999 · Until 3 Dec 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.