Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Ansell
IRN DBA00001
- (2566)CF21 Investment Adviser (22 Dec 2004 to 23 Feb 2005)
David Anthony Barnes
IRN DAB00094
- (1178)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
David Anthony Turley
IRN DAT00004
- (1233)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 14 Feb 2002)
David Armitage Mann
IRN DAM00029
- (652)CF21 Investment Adviser (1 Feb 2005 to 5 Mar 2006)
David Arthur Ashley
IRN DAA00009
- (2578)CF21 Investment Adviser (22 Dec 2004 to 7 Jan 2007)
David Arthur Mitchell
IRN DAM00072
- (1381)CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- (1380)CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
David Ballyn
IRN DXB01562
- (966)CF1 Director (AR) (28 Jun 2005 to 29 Oct 2007)
- (965)CF4 Partner (AR) (1 Dec 2001 to 17 May 2004)
David Barlow
IRN DXB00236
- (15)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 5 Jul 2002)
David Bride
IRN DXB01709
- (2007)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
David Charles Anthony Busby
IRN DCB00030
- (2710)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Ryder & Dutton (no longer appointed)
FRN 201587 · Appointed 9 Feb 2000 · Until 13 Feb 2004
KJP Financial Consultants (no longer appointed)
FRN 201585 · Appointed 7 Feb 2000 · Until 5 Jan 2005
Sutton United Football Club (no longer appointed)
FRN 191368 · Appointed 7 Feb 2000 · Until 19 Aug 2004
Mitchells Auction Company Ltd (no longer appointed)
FRN 193327 · Appointed 3 Feb 2000 · Until 26 Apr 2006
Greenfield & Co (no longer appointed)
FRN 193332 · Appointed 31 Jan 2000 · Until 5 Dec 2002
The Birmingham Office Limited (no longer appointed)
FRN 193329 · Appointed 27 Jan 2000 · Until 22 Mar 2002
Birmingham City Football Club Plc (no longer appointed)
FRN 201576 · Appointed 26 Jan 2000 · Until 7 Jun 2002
Ashley Adams (Sutton) (no longer appointed)
FRN 194053 · Appointed 25 Jan 2000 · Until 16 Apr 2003
ADP Mortgage & Financial Services (no longer appointed)
FRN 201575 · Appointed 25 Jan 2000 · Until 2 Apr 2004
McGreevy Construction Ltd (no longer appointed)
FRN 201568 · Appointed 25 Jan 2000 · Until 22 Mar 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.