Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Ian Gee
IRN MIG00002
- (3019)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
Mark James Cripps
IRN MJC01492
- (1963)CF22 Investment Adviser (Trainee) (16 May 2006 to 23 Feb 2007)
Mark James Simpson
IRN MJS01373
- (284)CF22 Investment Adviser (Trainee) (25 Jul 2005 to 23 Mar 2007)
Mark Jeffrey Pearson
IRN MJP00106
- (2009)CF21 Investment Adviser (10 Jul 2006 to 29 Oct 2007)
- (2008)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 10 Jul 2006)
Mark John Beaumont
IRN MJB00128
- (1682)CF1 Director (AR) (1 Dec 2001 to 13 Dec 2002)
Mark John David Trehorn
IRN MXT00014
- (1704)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 30 Jun 2007)
Mark John Everitt
IRN MJE00036
- (1598)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Mark John Hipkiss
IRN MJH00128
- (2363)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Mark John Taylor
IRN MJT00018
- (2522)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Mark John Thomson
IRN MJT00009
- (2835)CF21 Investment Adviser (17 Apr 2003 to 29 Oct 2007)
- (2834)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 17 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.