Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian David Bradshaw
IRN IDB00017
- (826)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Ian David Finn
IRN IDF00007
- (2783)CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Ian David Freeman
IRN IDF00008
- (398)CF21 Investment Adviser (14 Feb 2005 to 29 Oct 2007)
Ian David Grimshaw
IRN IDG00006
- (997)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Ian Duncan Seal
IRN IDS01036
- (2097)CF21 Investment Adviser (3 Nov 2006 to 7 Nov 2006)
- (2096)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 3 Nov 2006)
Ian Edward Barnes
IRN IEB00005
- (1528)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Ian Edward Miller
IRN IEM00006
- (1060)CF22 Investment Adviser (Trainee) (29 Aug 2002 to 15 May 2003)
Ian Edward Norman Barnes
IRN IEB00004
- (3046)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2007)
- (3047)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Ian Eric Ridge
IRN IER00001
- (161)CF21 Investment Adviser (18 Jan 2005 to 12 Jul 2005)
Ian Gavin Spratt
IRN IGS00005
- (1997)CF1 Director (AR) (1 Dec 2001 to 3 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Holmes & Holmes Limited (no longer appointed)
FRN 175964 · Appointed 1 Dec 2001 · Until 17 Sep 2004
J D Gallagher (no longer appointed)
FRN 214164 · Appointed 1 Dec 2001 · Until 8 Nov 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 1 Dec 2001 · Until 25 Jul 2003
Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.