Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael John Drake
IRN MJD00050
- (2691)CF1 Director (AR) (22 May 2002 to 29 Oct 2007)
- (2690)CF7 Sole Trader (AR) (1 Dec 2001 to 22 May 2002)
- (2689)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Michael John Duffy
IRN MJD00096
- (1359)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Michael John Geddes
IRN MJG00058
- (594)CF1 Director (AR) (15 Apr 2003 to 14 Apr 2005)
- (592)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- (593)CF4 Partner (AR) (1 Dec 2001 to 15 Apr 2003)
Michael John Herron
IRN MJH00097
- (2436)CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
- (2437)CF1 Director (AR) (1 Dec 2001 to 30 Jun 2004)
Michael John Hill
IRN MJH00082
- (2163)CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
Michael John Little
IRN MXL00102
- (201)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (200)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 27 Feb 2007)
Michael John Mullarkey
IRN MJM01288
- (1229)CF7 Sole Trader (AR) (18 Mar 2002 to 1 Aug 2003)
Michael John Savile Peck
IRN MJP01277
- (1524)CF4 Partner (AR) (12 Feb 2007 to 29 Oct 2007)
Michael John Westwood
IRN MJW00115
- (2831)CF22 Investment Adviser (Trainee) (15 May 2002 to 31 Mar 2005)
Michael John Whatley
IRN MJW00027
- (680)CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

D J Winnard & Co (no longer appointed)
FRN 214152 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
MacGregor Mortgages Ltd (no longer appointed)
FRN 201871 · Appointed 1 Dec 2001 · Until 14 Apr 2005
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
K J Campbell (no longer appointed)
FRN 214168 · Appointed 1 Dec 2001 · Until 15 Jan 2002
Martin Wilkins (no longer appointed)
FRN 214210 · Appointed 1 Dec 2001 · Until 14 Feb 2005
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Exeter Financial Consultants Ltd (no longer appointed)
FRN 214149 · Appointed 1 Dec 2001 · Until 5 Sep 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.