Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Martin Weaver
IRN NMW00010
- (2496)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- (2497)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
Neil Perry
IRN NXP06777
- (3091)[FCA CF] Significant management (1 Apr 2020 to 30 Jul 2020)
- (3090)[FCA CF] Material risk taker (1 Apr 2020 to 30 Jul 2020)
Neil Richard Dixon
IRN NRD00006
- (988)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Neil Stanley Harrison
IRN NSH00007
- (806)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (805)CF4 Partner (AR) (1 Dec 2001 to 19 Nov 2004)
- (804)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Neil Thomas Lamplough
IRN NTL00001
- (81)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
Neville Robert Baker
IRN NRB00008
- (581)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Feb 2004)
- (580)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
Nicholas Andrew Rhodes
IRN NAR01037
- (952)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicholas Charles Bamber
IRN NCB01042
- (2220)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Nicholas Charles James
IRN NCJ00002
- (140)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Nicholas David Lake
IRN NDL00006
- (615)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Midland Financial Consultancy Services (no longer appointed)
FRN 214171 · Appointed 1 Dec 2001 · Until 23 Feb 2005
Hemmings Associates (no longer appointed)
FRN 201596 · Appointed 1 Dec 2001 · Until 11 Nov 2004
Bridges 2000 Limited (no longer appointed)
FRN 185815 · Appointed 1 Dec 2001 · Until 22 Apr 2005
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Churchill Estates Independent Mortgage Services (no longer appointed)
FRN 214138 · Appointed 1 Dec 2001 · Until 4 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
Local Financial Services Ltd (no longer appointed)
FRN 201112 · Appointed 1 Dec 2001 · Until 24 Jul 2003
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.