Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Thomas Martin
IRN JTM00012
- (1669)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2004)
John Thompson
IRN JXT00077
- (80)CF1 Director (AR) (2 Jan 2003 to 4 Jun 2003)
- (78)CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
- (79)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jan 2003)
John Thomson Bache
IRN JTB00013
- (2391)CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
- (2392)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
John Victor Whetton
IRN JVW00008
- (323)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
John Vincent Beirne
IRN JVB00008
- (2694)CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
John WHERTON
IRN JMW01287
- (1907)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
John Walker
IRN JXW00159
- (2660)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
- (2661)CF4 Partner (AR) (1 Dec 2001 to 26 Feb 2002)
John Walker
IRN JXW00133
- (466)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
- (467)CF1 Director (AR) (1 Dec 2001 to 26 Feb 2003)
John William Penn
IRN JWP00011
- (2319)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (2320)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
John William Rickell
IRN JWR00021
- (296)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- (295)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)

Smaller firms operating under this firm's FCA authorisation.

Peter Lewis Associates (Mortgages) Ltd (no longer appointed)
FRN 221565 · Appointed 24 Dec 2002 · Until 14 Apr 2005
Underwoods Estate Agents Ltd (no longer appointed)
FRN 221345 · Appointed 12 Dec 2002 · Until 20 Jan 2005
First Call Group Ltd (no longer appointed)
FRN 220971 · Appointed 29 Nov 2002 · Until 22 Nov 2004
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 29 Nov 2002 · Until 4 Feb 2005
Bank of Cyprus Financial Services Limited (no longer appointed)
FRN 220966 · Appointed 29 Nov 2002 · Until 28 Oct 2007
Life's Financial Decisions Limited (no longer appointed)
FRN 208801 · Appointed 25 Nov 2002 · Until 28 Oct 2007
Goldtop Services Ltd (no longer appointed)
FRN 220323 · Appointed 4 Nov 2002 · Until 31 Oct 2006
One Stop Mortgages Ltd (no longer appointed)
FRN 219283 · Appointed 26 Sep 2002 · Until 7 Feb 2005
E-Zee Mortgages Ltd (no longer appointed)
FRN 212870 · Appointed 10 Jun 2002 · Until 8 Feb 2005
Virgina Galloway (no longer appointed)
FRN 210604 · Appointed 22 Mar 2002 · Until 5 Feb 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.