Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Roderick Ashley
IRN JRA00032
- (1349)CF1 Director (AR) (1 Dec 2001 to 14 May 2003)
John Roland Blackman
IRN JRB00041
- (1214)CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2001)
John Samuel George Baker
IRN JSB01131
- (218)CF16 Significant Mgt (Desgntd Investment Business) (21 Apr 2005 to 28 Jul 2005)
- (217)CF20 Significant Mgt (Settlements) (23 Apr 2004 to 14 Apr 2005)
John Scott Douglas Howell
IRN JSH00033
- (586)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
John Seddon
IRN JXS00132
- (2456)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2455)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
John Somerville
IRN JXS00041
- (1310)CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
- (1309)CF22 Investment Adviser (Trainee) (25 May 2006 to 20 Sep 2006)
John St Pierre Slatter
IRN JSS00030
- (1540)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
John Stephen Dudley
IRN JSD00008
- (2089)CF22 Investment Adviser (Trainee) (26 Jul 2005 to 16 Jun 2006)
- (2090)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
John Steven Brooks
IRN JSB01117
- (3098)CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
- (3099)CF1 Director (AR) (2 Jun 2006 to 3 Jul 2006)
John Stone Dixon
IRN JSD00004
- (148)CF21 Investment Adviser (2 Sep 2004 to 15 Feb 2006)
- (149)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004
Just Mortgages (South East) Ltd (no longer appointed)
FRN 214251 · Appointed 26 Mar 2003 · Until 9 Feb 2005
Robinson Whitefield & Jackson Ltd (no longer appointed)
FRN 220932 · Appointed 26 Mar 2003 · Until 19 Aug 2004
JC & G Coombes Ltd (no longer appointed)
FRN 208757 · Appointed 26 Mar 2003 · Until 28 May 2004
I2I Financial Planning Group Ltd (no longer appointed)
FRN 211688 · Appointed 26 Mar 2003 · Until 28 Oct 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 26 Mar 2003 · Until 14 Feb 2005
Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
Robinson Mathias & Jackson (no longer appointed)
FRN 212935 · Appointed 26 Mar 2003 · Until 8 Feb 2005
Dudley Financial Services Ltd (no longer appointed)
FRN 208759 · Appointed 26 Mar 2003 · Until 4 Apr 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.