Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Ansell
IRN DBA00001
- (2566)CF21 Investment Adviser (22 Dec 2004 to 23 Feb 2005)
David Anthony Barnes
IRN DAB00094
- (1178)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
David Anthony Turley
IRN DAT00004
- (1233)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 14 Feb 2002)
David Armitage Mann
IRN DAM00029
- (652)CF21 Investment Adviser (1 Feb 2005 to 5 Mar 2006)
David Arthur Ashley
IRN DAA00009
- (2578)CF21 Investment Adviser (22 Dec 2004 to 7 Jan 2007)
David Arthur Mitchell
IRN DAM00072
- (1381)CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- (1380)CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
David Ballyn
IRN DXB01562
- (966)CF1 Director (AR) (28 Jun 2005 to 29 Oct 2007)
- (965)CF4 Partner (AR) (1 Dec 2001 to 17 May 2004)
David Barlow
IRN DXB00236
- (15)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 5 Jul 2002)
David Bride
IRN DXB01709
- (2007)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
David Charles Anthony Busby
IRN DCB00030
- (2710)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Moyes Associates Ltd (no longer appointed)
FRN 201303 · Appointed 7 Jun 1999 · Until 25 Nov 2004
Newhomes (no longer appointed)
FRN 189405 · Appointed 24 May 1999 · Until 22 Mar 2002
Newton & Derry Ltd (no longer appointed)
FRN 189408 · Appointed 21 May 1999 · Until 16 Apr 2003
Everscent Ltd (no longer appointed)
FRN 193209 · Appointed 21 May 1999 · Until 1 May 2003
Lancasters the Estate Agents (no longer appointed)
FRN 189349 · Appointed 20 May 1999 · Until 10 Dec 2003
ADAMS SALES LIMITED (no longer appointed)
FRN 162447 · Appointed 19 May 1999 · Until 20 Jan 2003
Beauly Insurance (no longer appointed)
FRN 201457 · Appointed 18 May 1999 · Until 4 Feb 2003
Iglu Limited (no longer appointed)
FRN 189404 · Appointed 17 May 1999 · Until 1 Dec 2001
Louis Taylor Residential Ltd (no longer appointed)
FRN 189409 · Appointed 17 May 1999 · Until 20 Mar 2002
Holmes Pearman Limited (no longer appointed)
FRN 412906 · Appointed 13 May 1999 · Until 24 Jun 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (4)[FCA CF] Client dealing
14 hours ago
controlled function added: (3)[FCA CF] Material risk taker
14 hours ago
controlled function added: (2)[FCA CF] Client dealing
14 hours ago
controlled function added: (1)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3137)CF4 Partner (AR)
14 hours ago
controlled function added: (3136)CF21 Investment Adviser
14 hours ago
controlled function added: (3135)CF1 Director
14 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.