Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Specialists (no longer appointed)
FRN 201487 · Appointed 21 Oct 1999 · Until 17 Oct 2002
Easy Mortgages (no longer appointed)
FRN 201485 · Appointed 18 Oct 1999 · Until 28 May 2004
Coversure Insurance Services (no longer appointed)
FRN 201488 · Appointed 18 Oct 1999 · Until 1 Dec 2001
GRA Accountancy (no longer appointed)
FRN 201481 · Appointed 18 Oct 1999 · Until 21 Apr 2006
McConville Bowden (Stewkley) (no longer appointed)
FRN 192344 · Appointed 18 Oct 1999 · Until 1 Dec 2001
Christian Reid Estate Agents (no longer appointed)
FRN 201486 · Appointed 15 Oct 1999 · Until 28 Jul 2003
The Mortgage Centre (no longer appointed)
FRN 201484 · Appointed 14 Oct 1999 · Until 30 Dec 2002
Massey Divall Financial Services (no longer appointed)
FRN 201482 · Appointed 13 Oct 1999 · Until 17 Feb 2003
The CM Partnership (no longer appointed)
FRN 201483 · Appointed 5 Oct 1999 · Until 25 Oct 2002
BPC Land Sales & Marketing (no longer appointed)
FRN 193319 · Appointed 5 Oct 1999 · Until 21 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (4)[FCA CF] Client dealing
14 hours ago
controlled function added: (3)[FCA CF] Material risk taker
14 hours ago
controlled function added: (2)[FCA CF] Client dealing
14 hours ago
controlled function added: (1)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3137)CF4 Partner (AR)
14 hours ago
controlled function added: (3136)CF21 Investment Adviser
14 hours ago
controlled function added: (3135)CF1 Director
14 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.