Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Philip Cole (no longer appointed)
FRN 201683 · Appointed 23 May 2000 · Until 1 Dec 2001
Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
AIM FS (no longer appointed)
FRN 201682 · Appointed 22 May 2000 · Until 19 Oct 2005
AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
Viscount Homes (no longer appointed)
FRN 201676 · Appointed 15 May 2000 · Until 7 Mar 2002
Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
Chiefshield Security Ltd (no longer appointed)
FRN 201678 · Appointed 3 May 2000 · Until 1 Dec 2001
PK Financial Services (no longer appointed)
FRN 193637 · Appointed 1 May 2000 · Until 5 Mar 2004
Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (4)[FCA CF] Client dealing
6 hours ago
controlled function added: (3)[FCA CF] Material risk taker
6 hours ago
controlled function added: (2)[FCA CF] Client dealing
6 hours ago
controlled function added: (1)[FCA CF] Material risk taker
6 hours ago
controlled function added: (3137)CF4 Partner (AR)
6 hours ago
controlled function added: (3136)CF21 Investment Adviser
6 hours ago
controlled function added: (3135)CF1 Director
6 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.