Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael John Drake
IRN MJD00050
- (2691)CF1 Director (AR) (22 May 2002 to 29 Oct 2007)
- (2690)CF7 Sole Trader (AR) (1 Dec 2001 to 22 May 2002)
- (2689)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Michael John Duffy
IRN MJD00096
- (1359)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
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Michael John Geddes
IRN MJG00058
- (594)CF1 Director (AR) (15 Apr 2003 to 14 Apr 2005)
- (592)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- (593)CF4 Partner (AR) (1 Dec 2001 to 15 Apr 2003)
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Michael John Herron
IRN MJH00097
- (2436)CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
- (2437)CF1 Director (AR) (1 Dec 2001 to 30 Jun 2004)
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Michael John Hill
IRN MJH00082
- (2163)CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
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Michael John Little
IRN MXL00102
- (201)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (200)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 27 Feb 2007)
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Michael John Mullarkey
IRN MJM01288
- (1229)CF7 Sole Trader (AR) (18 Mar 2002 to 1 Aug 2003)
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Michael John Savile Peck
IRN MJP01277
- (1524)CF4 Partner (AR) (12 Feb 2007 to 29 Oct 2007)
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Michael John Westwood
IRN MJW00115
- (2831)CF22 Investment Adviser (Trainee) (15 May 2002 to 31 Mar 2005)
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Michael John Whatley
IRN MJW00027
- (680)CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Manager of certification employee
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)[FCA CF] Material risk taker
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controlled function added: (2)[FCA CF] Client dealing
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (3137)CF4 Partner (AR)
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controlled function added: (3136)CF21 Investment Adviser
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controlled function added: (3135)CF1 Director
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controlled function added: (3134)CF3 Chief Executive