Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary John Needham
IRN GJN00008
- (83)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
- (84)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- (85)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Mar 2004)
Gary John O'Keeffe
IRN GJO00007
- (1071)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gary John Pennington
IRN GJP00031
- (202)CF22 Investment Adviser (Trainee) (19 May 2005 to 19 Jul 2005)
Gary Jones
IRN GXJ00031
- (513)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Gary Kenneth Calladine
IRN GKC00005
- (413)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
Gary Little
IRN GXL00070
- (2295)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
Gary Maddison
IRN GXM00133
- (1028)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1027)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 2 Apr 2003)
Gary Patrick O'Connor
IRN GPO00007
- (397)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Gary Steven Lepage Keefe
IRN GSL00007
- (2426)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Gary Thomas Paul
IRN GTP00006
- (2197)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

First Residential (no longer appointed)
FRN 195593 · Appointed 26 Apr 2001 · Until 20 Mar 2002
Whitegates (no longer appointed)
FRN 201990 · Appointed 25 Apr 2001 · Until 1 May 2003
Stephen Dickson (no longer appointed)
FRN 195528 · Appointed 24 Apr 2001 · Until 19 Aug 2004
Elysium Properties Ltd (no longer appointed)
FRN 202005 · Appointed 24 Apr 2001 · Until 15 Nov 2002
Adams & Jones Estate Agents (no longer appointed)
FRN 195546 · Appointed 23 Apr 2001 · Until 28 Apr 2004
Morgan Hampton Estate Agents (no longer appointed)
FRN 195544 · Appointed 23 Apr 2001 · Until 19 Dec 2001
Kinleigh (South East) Ltd (no longer appointed)
FRN 201991 · Appointed 23 Apr 2001 · Until 26 Mar 2003
William S Baxter (no longer appointed)
FRN 195545 · Appointed 23 Apr 2001 · Until 22 Mar 2002
Re/Max Ayrshire (no longer appointed)
FRN 195542 · Appointed 12 Apr 2001 · Until 17 Feb 2003
Vernon Building Society (no longer appointed)
FRN 195475 · Appointed 11 Apr 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (4)[FCA CF] Client dealing
6 hours ago
controlled function added: (3)[FCA CF] Material risk taker
6 hours ago
controlled function added: (2)[FCA CF] Client dealing
6 hours ago
controlled function added: (1)[FCA CF] Material risk taker
6 hours ago
controlled function added: (3137)CF4 Partner (AR)
6 hours ago
controlled function added: (3136)CF21 Investment Adviser
6 hours ago
controlled function added: (3135)CF1 Director
6 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.