Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan James Ward
IRN AJW01274
- (1050)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Alan Keith Pirie
IRN AKP00009
- (2474)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2475)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Alan Kenneth Cole
IRN AKC00004
- (348)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
Alan Kirkham
IRN AXK00041
- (423)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
Alan Lazenby
IRN AXL00095
- (2950)CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
- (2949)CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)
Alan Lea
IRN AXL00076
- (600)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
- (601)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Michael Arthan
IRN AMA00003
- (1240)CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Alan Michael Shepherd
IRN AMS00055
- (2999)CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
Alan Patrick Batt
IRN APB00033
- (436)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Alan Randall Maguinness
IRN ARM00030
- (1161)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

RP & H Properties Limited (no longer appointed)
FRN 181990 · Appointed 12 Aug 1992 · Until 12 Sep 2002
Michael Anthony Corden Financial Services (no longer appointed)
FRN 175031 · Appointed 10 Aug 1992 · Until 1 Dec 2001
Associated Financial Consultants (no longer appointed)
FRN 194158 · Appointed 5 Aug 1992 · Until 6 Sep 2004
VS Pindoria (no longer appointed)
FRN 160192 · Appointed 4 Aug 1992 · Until 28 Oct 2002
Keith Ian Buntingford (no longer appointed)
FRN 160815 · Appointed 3 Aug 1992 · Until 5 Feb 2002
CPI Services Limited (no longer appointed)
FRN 187746 · Appointed 1 Aug 1992 · Until 1 Dec 2001
Montdean Ltd (no longer appointed)
FRN 162871 · Appointed 1 Aug 1992 · Until 1 Dec 2001
Albany Property Services (no longer appointed)
FRN 155004 · Appointed 1 Aug 1992 · Until 30 Sep 2002
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 1 Aug 1992 · Until 20 Nov 2002
DV Associates (no longer appointed)
FRN 160826 · Appointed 17 Jul 1992 · Until 20 Jan 2003

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (4)[FCA CF] Client dealing
14 hours ago
controlled function added: (3)[FCA CF] Material risk taker
14 hours ago
controlled function added: (2)[FCA CF] Client dealing
14 hours ago
controlled function added: (1)[FCA CF] Material risk taker
14 hours ago
controlled function added: (3137)CF4 Partner (AR)
14 hours ago
controlled function added: (3136)CF21 Investment Adviser
14 hours ago
controlled function added: (3135)CF1 Director
14 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.