Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Willmont
IRN ARW00010
- (2583)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Alan Ronald Dunn
IRN ARD00012
- (1086)CF21 Investment Adviser (6 Dec 2002 to 13 Oct 2003)
- (1085)CF22 Investment Adviser (Trainee) (15 May 2002 to 6 Dec 2002)
Alan Saunders
IRN AXS00177
- (229)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- (230)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Alan Stone
IRN AXS00141
- (95)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan Thein
IRN AXT01137
- (1289)CF30 Customer (6 Nov 2007 to 2 Jun 2014)
Alan William Johnson
IRN AWJ00005
- (336)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Alan Wilson Scott
IRN AXS00028
- (688)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Alastair Robert Brown
IRN ARB00052
- (150)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Alex McNeill
IRN AXM01866
- (856)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Alex Yazdani
IRN HAY00001
- (1764)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1765)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Hays Financial Centre Ltd (no longer appointed)
FRN 193677 · Appointed 6 Dec 1992 · Until 28 Oct 2007
Redfields Developments Ltd (no longer appointed)
FRN 161281 · Appointed 1 Dec 1992 · Until 1 Dec 2001
Phillips & Company (no longer appointed)
FRN 157682 · Appointed 1 Dec 1992 · Until 4 Mar 2003
Crosslans Ltd (no longer appointed)
FRN 169790 · Appointed 1 Dec 1992 · Until 21 Nov 2003
Home and General Financial Services (no longer appointed)
FRN 156797 · Appointed 1 Dec 1992 · Until 1 Dec 2001
Wisebrokers Ltd (no longer appointed)
FRN 160039 · Appointed 25 Nov 1992 · Until 29 Jan 2004
Claygold Property Limited (no longer appointed)
FRN 164442 · Appointed 21 Nov 1992 · Until 1 Dec 2001
Campbell Financial (no longer appointed)
FRN 164186 · Appointed 12 Nov 1992 · Until 17 Mar 2003
Chequers (no longer appointed)
FRN 200893 · Appointed 10 Nov 1992 · Until 16 May 2003
Shire Town Exclusive Property Services Ltd (no longer appointed)
FRN 176728 · Appointed 4 Nov 1992 · Until 19 Aug 2004

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (4)[FCA CF] Client dealing
12 hours ago
controlled function added: (3)[FCA CF] Material risk taker
12 hours ago
controlled function added: (2)[FCA CF] Client dealing
12 hours ago
controlled function added: (1)[FCA CF] Material risk taker
12 hours ago
controlled function added: (3137)CF4 Partner (AR)
12 hours ago
controlled function added: (3136)CF21 Investment Adviser
12 hours ago
controlled function added: (3135)CF1 Director
12 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.